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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-16
OK RA APPROVED 2014-11-17
  • TX RA
    APPROVED_RES
    Since 2019-12-16
  • OK RA
    APPROVED
    Since 2014-11-17

Branch Locations

348 E 2Nd St, Sand Springs, OK 74063 • United States

4605 E 91St St, Tulsa, OK 74137-2852 • United States

Sand Springs, OK • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Tulsa OK 11/2014 03/2020
Ameriprise Financial Services, Llc Tulsa OK 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 1930 W 50th St Tulsa, Ok 74107., ,; Not Investment-Related; 01/01/2019. Business Ownership; Purzner Properties; Maintenance or hire maintenance as needed.; Leasing Company; 5920 S 174th W AveSand Springs, Ok 74063, ,; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 0 during trading hours / Purzner Holdings; Manager; Manages my practice; 5920 S 174th W AveSand Springs, OK 74063, ,; Not Investment-Related; 07/20/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Strategic Resource Group; Co-owner; Manage Ameriprise Business; 4525 Edgewood, , Sapulpa, OK, 74066; Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Tulsa Christian Businessmen; Board Member; 401 S Boston Ave, Suite #500, Tulsa, OK, 74119; Not Investment-Related; 06/24/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Purzner Holdings; President - manage support for advisory practice; ; 5920 S 174th W Ave, , Sand Springs, OK, 74063; Not Investment-Related; 04/18/2022; 1 to 9 hours per month; 0 during trading hours / Strategic Resource Group; Co-owner; Manage advisory business; 4525 Edgewood, , Sapulpa, OK, 74066; Investment-Related; 07/01/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-14
  • S66 Uniform Combined State Law Examination
    2008-04-14
Other Names
  • Michael Purzner
  • Mike Purzner

View on SEC IAPD

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