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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-12-22
MI RA APPROVED 2013-01-10
  • TX RA
    APPROVED_RES
    Since 2017-12-22
  • MI RA
    APPROVED
    Since 2013-01-10

Branch Locations

4805 Towne Centre Rd, Saginaw, MI 48604 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Auburn Hills MI 09/2012 Present
Bank Of America, N.A. Auburn Hills MI 03/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-14
  • S66 Uniform Combined State Law Examination
    2012-12-14
Other Names
  • Jesse Heyer Lillard

View on SEC IAPD

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