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Connie Crystal Gorczyca

Bny Mellon Securities Corporation

New York, NY

Newport Beach, CA

Newport Beach, CA

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Current Employers
Bny Mellon Securities Corporation

240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-03-14
  • CA RA
    APPROVED
    Since 2019-03-14

Branch Locations

200 Park Avenue, New York, NY 10166 • United States

1600 Newport Center Drive Suite 200, Newport Beach, CA 92660 • United States

Newport Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Newport Beach CA 05/2016 06/2017
Morgan Stanley Private Bank, N.A. New York NY 06/2016 06/2017
Morgan Stanley Newport Beach CA 08/2016 06/2017
Wells Fargo Clearing Services, Llc Newport Beach CA 12/2017 08/2018
Unemployed N/A CO 06/2017 12/2017
Bny Mellon Newport Beach CA 08/2018 Present
Mbsc Securities Corporation Boston MA 01/2019 Present
  • 05/2016 → 06/2017
    Morgan Stanley
    Newport Beach, CA
  • 06/2016 → 06/2017
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 08/2016 → 06/2017
    Morgan Stanley
    Newport Beach, CA
  • 12/2017 → 08/2018
    Wells Fargo Clearing Services, Llc
    Newport Beach, CA
  • 06/2017 → 12/2017
    Unemployed
    N/A, CO
  • 08/2018 → Present
    Bny Mellon
    Newport Beach, CA
  • 01/2019 → Present
    Mbsc Securities Corporation
    Boston, MA
Previous Registrations
Other Businesses

BNY Mellon Wealth Management-discuss banking, credit and/or lending services provided by BNY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-01
  • S66 Uniform Combined State Law Examination
    2013-02-01
Other Names
  • Donatella Connie Gorczyca
  • Connie Crystal Gorczyca
  • Donatella Gorczyca
  • Connie Donatella Crystal Gorczyca

View on SEC IAPD

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