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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-28 |
| NY | RA | APPROVED | 2022-04-11 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
2024 W Henrietta Rd Ste 3F, Brighton, NY 14623 • United States
2024 W Henrietta Rd Ste 3F, Brighton, NY 14623 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Penfield | NY | 05/2012 | 09/2016 |
| First Niagara Bank | Penfield | NY | 05/2012 | 09/2016 |
| Key Investment Services Llc | Penfield | NY | 09/2016 | 04/2022 |
| Lpl Financial, Llc | Brighton | NY | 04/2022 | Present |
1) 3/2022 - DBA for LPL Business (entity for LPL business) - Turning Point Advisors - Investment Related - Brighton, NY 14623 2) 09/22/2022 - Highland Capital Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Advisor - Start Date - 09/09/2022 - 4 Hours Per Month/1 Hours During Securities Trading 3) 10/14/2022 - GS2 Properties - Not Investment Related - At Reported Business Location(s) - Real Estate Rental - Owner - Start Date - 04/12/2022 - 2 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-11 |
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