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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-03-06 |
| OK | RA | APPROVED | 2024-10-07 |
| DC | RA | APPROVED | 2023-12-06 |
| CO | RA | APPROVED | 2023-08-01 |
| SC | RA | APPROVED | 2023-07-24 |
| MS | RA | APPROVED | 2023-05-01 |
| CT | RA | APPROVED | 2022-08-22 |
| VA | RA | APPROVED | 2022-03-17 |
| MI | RA | APPROVED | 2022-01-10 |
| MO | RA | APPROVED | 2021-11-10 |
| NC | RA | APPROVED | 2021-07-26 |
| NY | RA | APPROVED | 2021-04-16 |
| NH | RA | APPROVED | 2020-07-28 |
| GA | RA | APPROVED | 2019-05-13 |
| MD | RA | APPROVED | 2018-11-13 |
| TX | RA | APPROVED_RES | 2018-05-08 |
| AZ | RA | APPROVED | 2017-07-19 |
| KS | RA | APPROVED | 2017-07-12 |
| CA | RA | APPROVED | 2016-11-17 |
| PA | RA | APPROVED | 2016-11-09 |
| WA | RA | APPROVED | 2016-05-31 |
| FL | RA | APPROVED | 2016-01-05 |
| NJ | RA | APPROVED | 2013-04-19 |
Branch Locations
900 Stewart Avenue Suite 500, Garden City, NY 11530 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insruance Company | Garden City | NY | 06/2012 | Present |
| Park Avenue Securities | Garden City | NY | 10/2012 | Present |
1) Roche Rentals, LLC- created for the future intent to buy rental property for personal investment, Start: 08/01/2012, Address: 113 Pace Drive S West Islip NY 11795, 1 total hours per month; 0 during securities trading hours, No annual compensation, Not investment related, 2) Outside Insurance, Start Date: 8/13/26, Nature: Insurance Sales, Address: 900 Stewart Ave Ste 500 Garden City, NY 11530, Duties: Broker selling insurance other than Guardian, 1 total hr/month; 1 during securities trading hours, Investment Related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-05 |
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