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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-06
OK RA APPROVED 2024-10-07
DC RA APPROVED 2023-12-06
CO RA APPROVED 2023-08-01
SC RA APPROVED 2023-07-24
MS RA APPROVED 2023-05-01
CT RA APPROVED 2022-08-22
VA RA APPROVED 2022-03-17
MI RA APPROVED 2022-01-10
MO RA APPROVED 2021-11-10
NC RA APPROVED 2021-07-26
NY RA APPROVED 2021-04-16
NH RA APPROVED 2020-07-28
GA RA APPROVED 2019-05-13
MD RA APPROVED 2018-11-13
TX RA APPROVED_RES 2018-05-08
AZ RA APPROVED 2017-07-19
KS RA APPROVED 2017-07-12
CA RA APPROVED 2016-11-17
PA RA APPROVED 2016-11-09
WA RA APPROVED 2016-05-31
FL RA APPROVED 2016-01-05
NJ RA APPROVED 2013-04-19
  • IL RA
    APPROVED
    Since 2025-03-06
  • OK RA
    APPROVED
    Since 2024-10-07
  • DC RA
    APPROVED
    Since 2023-12-06
  • CO RA
    APPROVED
    Since 2023-08-01
  • SC RA
    APPROVED
    Since 2023-07-24
  • MS RA
    APPROVED
    Since 2023-05-01
  • CT RA
    APPROVED
    Since 2022-08-22
  • VA RA
    APPROVED
    Since 2022-03-17
  • MI RA
    APPROVED
    Since 2022-01-10
  • MO RA
    APPROVED
    Since 2021-11-10
  • NC RA
    APPROVED
    Since 2021-07-26
  • NY RA
    APPROVED
    Since 2021-04-16
  • NH RA
    APPROVED
    Since 2020-07-28
  • GA RA
    APPROVED
    Since 2019-05-13
  • MD RA
    APPROVED
    Since 2018-11-13
  • TX RA
    APPROVED_RES
    Since 2018-05-08
  • AZ RA
    APPROVED
    Since 2017-07-19
  • KS RA
    APPROVED
    Since 2017-07-12
  • CA RA
    APPROVED
    Since 2016-11-17
  • PA RA
    APPROVED
    Since 2016-11-09
  • WA RA
    APPROVED
    Since 2016-05-31
  • FL RA
    APPROVED
    Since 2016-01-05
  • NJ RA
    APPROVED
    Since 2013-04-19

Branch Locations

900 Stewart Avenue Suite 500, Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insruance Company Garden City NY 06/2012 Present
Park Avenue Securities Garden City NY 10/2012 Present
  • 06/2012 → Present
    Guardian Life Insruance Company
    Garden City, NY
  • 10/2012 → Present
    Park Avenue Securities
    Garden City, NY
Other Businesses

1) Roche Rentals, LLC- created for the future intent to buy rental property for personal investment, Start: 08/01/2012, Address: 113 Pace Drive S West Islip NY 11795, 1 total hours per month; 0 during securities trading hours, No annual compensation, Not investment related, 2) Outside Insurance, Start Date: 8/13/26, Nature: Insurance Sales, Address: 900 Stewart Ave Ste 500 Garden City, NY 11530, Duties: Broker selling insurance other than Guardian, 1 total hr/month; 1 during securities trading hours, Investment Related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-05
  • S66 Uniform Combined State Law Examination
    2013-04-05
Designations

View on SEC IAPD

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