Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-02-06 |
| TX | RA | APPROVED_RES | 2023-06-30 |
| HI | RA | APPROVED | 2021-10-29 |
Branch Locations
1585 Kapiolani Blvd Ste 1235, Honolulu, HI 96814 • United States
Honolulu, HI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2013 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2013 | 10/2021 |
| Ameriprise Financial Services, Llc | Honolulu | HI | 10/2021 | Present |
Board of Directors; Hina Mauka; Vice Chair/External Affairs; 45-845 Pookela St, , Kaneohe, HI, 96744; Not Investment-Related; 01/27/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-11 |
Reach out to this advisor