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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-02-26
HI RA APPROVED 2013-12-10
  • TX RA
    APPROVED
    Since 2014-02-26
  • HI RA
    APPROVED
    Since 2013-12-10

Branch Locations

1001 Bishop St Ste 1900, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Honolulu HI 09/2012 11/2016
Wells Fargo Clearing Services, Llc Honolulu HI 11/2016 Present
Other Businesses

RENTAL PROPERTY, INVT RELATED, LAS VEGAS, NV, 100% OWNERSHIP, START DATE 12/1/2012, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY, INVT RELATED, LAS VEGAS, NV, 50% OWNERSHIP, START DATE 9/1/2006, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY, INVT RELATED, LAS VEGAS, NV, 50% OWNERSHIP, START DATE 6/11/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-02
  • S66 Uniform Combined State Law Examination
    2013-12-02

View on SEC IAPD

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