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Gerson Robert Ossers

Shufro, Rose & Co., LLC

New York, NY

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Current Employers
Shufro, Rose & Co., Llc

600 Lexington Avenue 15Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-03
CA RA APPROVED 2020-04-09
CT RA APPROVED 2020-04-09
NJ RA APPROVED 2020-04-09
  • NY RA
    APPROVED
    Since 2021-03-03
  • CA RA
    APPROVED
    Since 2020-04-09
  • CT RA
    APPROVED
    Since 2020-04-09
  • NJ RA
    APPROVED
    Since 2020-04-09

Branch Locations

600 Lexington Avenue 15Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Stamford CT 05/2014 06/2017
Procyon Private Wealth Partners, Llc Shelton CT 06/2017 06/2018
Source Financial Advisors, Llc New York NY 06/2018 07/2019
Shufro Rose & Co., Llc New York NY 08/2019 Present
  • 05/2014 → 06/2017
    Ubs Financial Services Inc.
    Stamford, CT
  • 06/2017 → 06/2018
    Procyon Private Wealth Partners, Llc
    Shelton, CT
  • 06/2018 → 07/2019
    Source Financial Advisors, Llc
    New York, NY
  • 08/2019 → Present
    Shufro Rose & Co., Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-16
  • S66 Uniform Combined State Law Examination
    2013-12-16
Designations
Other Names
  • Gerson Roberto Ossers
  • Gerson Roberto Ossers
  • Robert Ossers

View on SEC IAPD

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