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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED | 2023-07-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services | Austin | TX | 08/2016 | 06/2023 |
| Kestra Advisory Services, Llc | Austin | TX | 08/2016 | 06/2023 |
| Lpl Financial Llc | Austin | TX | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-26 |
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