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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED 2023-07-20
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED
    Since 2023-07-20

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Wimberley, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services Austin TX 08/2016 06/2023
Kestra Advisory Services, Llc Austin TX 08/2016 06/2023
Lpl Financial Llc Austin TX 06/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-07
S63 Uniform Securities Agent State Law Examination 2012-11-26
  • S66 Uniform Combined State Law Examination
    2013-06-07
  • S63 Uniform Securities Agent State Law Examination
    2012-11-26
Designations

View on SEC IAPD

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