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Andrew C Thomas

T. Rowe Price Advisory Services, Inc.

Colorado Springs, CO

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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-12-05
  • CO RA
    APPROVED
    Since 2024-12-05

Branch Locations

2220 Briargate Parkway, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds, Inc Centennial CO 09/2012 05/2019
Invesco Distributors, Inc. Houston TX 05/2019 09/2020
Unemployed N/A CO 09/2020 04/2021
Transamerica Capital, Inc. Denver CO 04/2021 11/2022
Premier Investments, Llc Highlands Ranch CO 11/2023 03/2024
Foreside Fund Services, Llc Highlands Ranch CO 12/2023 03/2024
Bdev Ventures Menlo Park CA 11/2022 03/2023
Unemployed Highlands Ranch CO 03/2023 11/2023
Dick's Sporting Goods Littleton CO 04/2024 08/2024
Unemployed N/A CO 03/2024 04/2024
T. Rowe Price Colorado Springs CO 11/2024 Present
  • 09/2012 → 05/2019
    Oppenheimerfunds, Inc
    Centennial, CO
  • 05/2019 → 09/2020
    Invesco Distributors, Inc.
    Houston, TX
  • 09/2020 → 04/2021
    Unemployed
    N/A, CO
  • 04/2021 → 11/2022
    Transamerica Capital, Inc.
    Denver, CO
  • 11/2023 → 03/2024
    Premier Investments, Llc
    Highlands Ranch, CO
  • 12/2023 → 03/2024
    Foreside Fund Services, Llc
    Highlands Ranch, CO
  • 11/2022 → 03/2023
    Bdev Ventures
    Menlo Park, CA
  • 03/2023 → 11/2023
    Unemployed
    Highlands Ranch, CO
  • 04/2024 → 08/2024
    Dick's Sporting Goods
    Littleton, CO
  • 03/2024 → 04/2024
    Unemployed
    N/A, CO
  • 11/2024 → Present
    T. Rowe Price
    Colorado Springs, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-12
S63 Uniform Securities Agent State Law Examination 2013-04-04
  • S66 Uniform Combined State Law Examination
    2024-07-12
  • S63 Uniform Securities Agent State Law Examination
    2013-04-04
Other Names
  • Chase Thomas
  • Andrew Chase Thomas

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SEAMOUNT FINANCIAL GROUP INC
UBS FINANCIAL SERVICES INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BENJAMIN F. EDWARDS & COMPANY, INC.
OSAIC WEALTH, INC.

Other Investors

KARLA ROSS
TROY CARLSON
JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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