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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-03-30 |
Branch Locations
4000 Westchase Blvd Suite 210, Raleigh, NC 27607 • United States
201 N. Spence Avenue Suite 403, Goldsboro, NC 27534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Insurance Company | Horsham | PA | 09/2012 | 02/2017 |
| Hornor, Townsend & Kent, Inc | Horsham | PA | 10/2012 | 02/2017 |
| Massachusetts Mutual Life Insurance Company | Raleigh | NC | 02/2017 | Present |
| Mml Investors Services, Llc | Raleigh | NC | 03/2017 | Present |
Name: Arbor P&C Inv Rel: Y Addr: 8228 Ridgeback Rd Apex, NC 27523 Nature: Other- P&C Insurance Position: Owner Start: 12/01/2021 No hrs/mo: 2 No hrs/mo dur sec trading: 0 Describe duties: Meet for monthly updates. I have no other responsibilities in this business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-30 |
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