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Katherine Waltner

The Huntington Investment Company

Columbus, OH

Columbus, OH

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Current Employers
The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-06-29
OH RA APPROVED 2023-06-29
  • MI RA
    APPROVED
    Since 2023-06-29
  • OH RA
    APPROVED
    Since 2023-06-29

Branch Locations

Home Office Osj - Easton 7 Easton Oval, Columbus, OH 43219 • United States

Columbus, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 05/2016 10/2018
Spc Ann Arbor MI 05/2016 10/2018
Parkland Securities Ann Arbor MI 05/2016 10/2018
Pnc Investments Ann Arbor MI 10/2018 03/2022
Hornor, Townsend & Kent, Llc Horsham PA 03/2022 06/2023
The Huntington Investment Company Columbus OH 06/2023 Present
  • 05/2016 → 10/2018
    Sigma Financial Corporation
    Ann Arbor, MI
  • 05/2016 → 10/2018
    Spc
    Ann Arbor, MI
  • 05/2016 → 10/2018
    Parkland Securities
    Ann Arbor, MI
  • 10/2018 → 03/2022
    Pnc Investments
    Ann Arbor, MI
  • 03/2022 → 06/2023
    Hornor, Townsend & Kent, Llc
    Horsham, PA
  • 06/2023 → Present
    The Huntington Investment Company
    Columbus, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-04
  • S66 Uniform Combined State Law Examination
    2014-04-04
Other Names
  • Katherine Waltner
  • Katherine Leann Mckenzie Waltner

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EDELMAN FINANCIAL ENGINES
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES
SIGNATURE EQUITY PARTNERS, LLC
STRATEGIC ADVISERS LLC
PARK AVENUE SECURITIES LLC
W&S BROKERAGE SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

CARL DAVID WEISE
BEVERLY ANN RESSLER
DANIELLE BALL
HEATHER LYNN WITTEN
BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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