Grant A Rickan

Williamsville, NY

CRD 6115853

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-05-10
NY	RA	APPROVED	2021-06-16

TX RA
APPROVED_RES

Since 2024-05-10
NY RA
APPROVED

Since 2021-06-16

Branch Locations

450 Essjay Road Suite 100, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Rochester	NE	09/2012	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

09/2012 → Present

Morgan Stanley

Rochester, NE
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-03-25

S66 Uniform Combined State Law Examination

2014-03-25

View on SEC IAPD

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