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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-07-18 |
Branch Locations
1521 Higuera St Ste A, San Luis Obispo, CA 93401 • United States
San Luis Obispo, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Paso Robles | CA | 06/2015 | 11/2016 |
| Wells Fargo Bank, Na | Paso Robles | CA | 05/2015 | 01/2017 |
| Wells Fargo Clearing Services, Llc | Paso Robles | CA | 11/2016 | 01/2017 |
| Coast Hills Credit Union | Santa Maria | CA | 01/2017 | 07/2018 |
| Lpl Financial Llc | Santa Maria | CA | 01/2017 | 07/2018 |
| Ameriprise Financial Services, Inc. | San Luis Obispo | CA | 07/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | San Luis Obispo | CA | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2013-01-31 |
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