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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-05
IL RA APPROVED 2000-07-26
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • IL RA
    APPROVED
    Since 2000-07-26

Branch Locations

28381 Davis Pkwy Ste 703, Warrenville, IL 60555 • United States

Elburn, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Warrenville IL 09/2005 03/2020
Ameriprise Financial Services, Llc Warrenville IL 03/2020 Present
Other Businesses

Business Ownership; Prestidge Johnsen Operations LLC; Hiring and training staff, Paying rent of office space, general business operations.; General management of our franchise practice.; 28381 Davis Parkway Suite 703, , Warrenville, IL, 60555; Investment-Related; 12/31/2020; 60 hours per month; 60 during trading hours. Board of Directors; Kaneland Youth Softball Little League; Board of Directors - treasurer; P.O. Box 626, , Elburn, IL, 60119; Not Investment-Related; 12/15/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Prestidge Johnsen Operations LLC; President - Entity formed for practice management; ; 28381 Davis Parkway Suite 703, , Warrenville, IL, 60555; Investment-Related; 01/15/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; St Katharine Drexel Catholic church; meet with pastor to discuss church; 8s055 Dugan Rd, , Sugar Grove, IL, 60554; Not Investment-Related; 12/01/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-25
  • S66 Uniform Combined State Law Examination
    2000-07-25

View on SEC IAPD

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