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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-27 |
| TX | RA | APPROVED | 2026-02-27 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New York | NY | 02/2026 | Present |
| J.P. Morgan Securities Llc | New York | NY | 02/2026 | Present |
| Td Private Bank | New York | NY | 04/2022 | 02/2026 |
| Populist Capital | New Canaan | CT | 02/2022 | 04/2022 |
| Regal Investment Advisors | New Canaan | CT | 03/2019 | 02/2022 |
| Unemployed | New Canaan | CT | 12/2018 | 02/2019 |
| Altrius Capital Management | New Bern | NC | 06/2017 | 11/2018 |
| Bank Of America | Durham | NC | 08/2012 | 05/2017 |
| Iona Preparatory School | New Rochelle | NY | 08/2026 | Present |
Entity Name: Iona Preparatory School Investment related: No Address: 255 Wilmot Road, New Rochelle, NY 10804 Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 08/17/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Coaching high school athletes within Iona Football program as an assistant coach; responsibilities include assisting the head coach with practice planning and execution, player development and instruction, game-day coaching duties, supervision of student-athletes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-14 |
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