Danielle Jean Pfeifer

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2014-05-19

WI RA
APPROVED

Since 2014-05-19

Branch Locations

3333 N. Mayfair Road Suite 106, Wauwatosa, WI 53222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	12/2012	06/2020
Equitable Advisors, Llc	New York	NY	12/2012	Present

12/2012 → 06/2020

Axa Advisors, Llc

New York, NY
12/2012 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

National Guardian Life - Burial Trust; Pfeifer and Reinhart, LLC, 4/25/2018; DBA Lake Financial Group; Administrator or executor of an estate or trustee of a trust for a non-family or family member

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-05-12
S63	Uniform Securities Agent State Law Examination	2013-01-11

S65 Uniform Investment Adviser Law Examination

2014-05-12
S63 Uniform Securities Agent State Law Examination

2013-01-11

Other Names

Danielle Jean Buzzo

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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