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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-31
UT RA APPROVED 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31
  • UT RA
    APPROVED
    Since 2025-03-31

Branch Locations

49 North 400 West, Salt Lake City, UT 84101-1368 • United States

Herriman, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 02/2013 08/2017
E*Trade Capital Management Llc Sandy UT 10/2016 08/2017
E*Trade Securities Llc Sandy UT 08/2017 11/2017
E*Trade Capital Management Llc Sandy UT 08/2017 11/2017
E*Trade Securities Llc Sandy UT 11/2017 03/2023
Fidelity Investments Salt Lake City UT 03/2023 Present
Fidelity Investments Boston MA 03/2025 Present
  • 02/2013 → 08/2017
    E*Trade Securities Llc
    Sandy, UT
  • 10/2016 → 08/2017
    E*Trade Capital Management Llc
    Sandy, UT
  • 08/2017 → 11/2017
    E*Trade Securities Llc
    Sandy, UT
  • 08/2017 → 11/2017
    E*Trade Capital Management Llc
    Sandy, UT
  • 11/2017 → 03/2023
    E*Trade Securities Llc
    Sandy, UT
  • 03/2023 → Present
    Fidelity Investments
    Salt Lake City, UT
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-05-12 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Salt Lake City, UT
  • 2016-11-08 → 2023-03-24
    Harrisdirect Llc
    Sandy, UT
    Arlington, VA
Other Businesses

OBA-97665|OrgNmn:Yeager Brothers LLC|Org Addr:Herriman,Utah,US|OBA Nature:Hold Real Estate Rentals|Invst Rel:Y|Title:Member|Duties:Tend to Rental tenants when needed|StrtDt:|TotHrs/mon:2|TrdHrs/mon:0|OBA-97667|OrgNmn:Spring Solar|Org Addr:Bluffdale,Utah,US|OBA Nature:Solar|Invst Rel:N|Title:Helper|Duties:Help with logistics of solar projects for my brother|StrtDt:|TotHrs/mon:4|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-07
S63 Uniform Securities Agent State Law Examination 2012-11-03
  • S66 Uniform Combined State Law Examination
    2016-11-07
  • S63 Uniform Securities Agent State Law Examination
    2012-11-03
Other Names
  • Kory Yeager
  • Korin Yeager

View on SEC IAPD

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