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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-21
  • TX RA
    APPROVED
    Since 2023-04-21

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Elias Custom Home & Design Inc Lewisville TX 07/2012 Present
J.P. Morgan Securities Llc Lewisville TX 10/2012 04/2023
Jp Morgan Chase Bank, N.A. Lewisville TX 10/2012 04/2023
Abis Properties Llc Tulsa OK 07/2022 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Frisco TX 04/2023 Present
Bank Of America, N.A. Frisco TX 05/2023 Present
Previous Registrations
  • 2018-03-08 → 2023-04-22
    Lewisville, TX
    Lewisville, TX
    Denton, TX
    Hickory Creek, TX
    Denton, TX
    Denton, TX
Other Businesses

Entity Name: La Elevacion, Inc.Investment related: NoAddress: 10601 Clarence Dr. Ste 250 Frisco, TX 75033Nature of the other business: ConsultantPosition/Title/Relationship: Employee/ContractorStart Date: 07/19/2021Approximate # of hours a month: 0-10Approximate # of hours during securities trading hours: 0Briefly describe your duties: My responsibilities are to communicate with the EA once per quarter, calendar management only after market close and vote on new decisions or changes to the business as well as decide whether to sell or hold real estate purchased by the company; not at all similar to my JPMC role.ACTIVITY TYPE: 3 - SECOND JOBNAME OF ENTITY: HERBALIFE INTERNATIONALPOSITION: INDEPENDENT DISTRIBUTOR / CONSULTANTSTART DATE: 9/1/2013ADDRESS: 800 Los Angeles, CA DETAILS: HEALTH AND NUTRITION COACH.INVESTMENT RELATED: NOHOURS DEDICATED (per month unless otherwise indicated): 2HOURS DURING TRADING: 0ACTIVITY TYPE: 3 - SECOND JOBNAME OF ENTITY: MARY KAYPOSITION: INDEPENDENT SALES REPRESENTATIVE / CONSULTANTSTART DATE: 10/3/2017ADDRESS: 16251 Addison, Texas DETAILS: WWW.MARYKAY.COM.INVESTMENT RELATED: NOHOURS DEDICATED (per month unless otherwise indicated): 2HOURS DURING TRADING: 0ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITYNAME OF ENTITY: ELIAS CUSTOM HOME AND DESIGN, INC.POSITION: INVESTORSTART DATE: 7/30/2012ADDRESS: 137 Lewisville TX DETAILS: EMAIL RESPONSE, CALENDAR MANAGEMENT, AND ONLINE PERMIT SUBMISSIONS.INVESTMENT RELATED: NOHOURS DEDICATED (per month unless otherwise indicated): 8HOURS DURING TRADING: 0 I*1269298For profit or not for profit: Entity For ProfitName of outside business organization: Elias Custom Home and Design, Inc.Investment related: NAddress of business: OBA, OBA, OBANature of business: ["S Corporation"]Position, title, association: ["Officer"], Start date of relationship: 7/10/2012Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Remodeling, Construction, Owner, President, Business Management I*1270263For profit or not for profit: Entity For ProfitName of outside business organization: Abis Properties LLCInvestment related: NAddress of business: Tulsa, Oklahoma, 74103, United StatesNature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 1/1/2019Number of hours devoted: 0 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Investment Property Holding Account, Investor, I do not hold specific responsibilities involving this activity. The entity is designed to hold residential investment properties. I*2207289, Entity Type: Entity Charitable, Name of OBA: Helping Hands for Single Moms Dallas, Address: McKinney, Texas, 75072, Investment Related: N, Position, Title, Association: ["Board Member"], Employee State Date: 03/27/2025, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: Advocate and guest speak.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-26
S63 Uniform Securities Agent State Law Examination 2013-08-14
  • S66 Uniform Combined State Law Examination
    2018-02-26
  • S63 Uniform Securities Agent State Law Examination
    2013-08-14

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