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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2026-07-13
  • WV RA
    APPROVED
    Since 2026-07-13

Branch Locations

919 5Th Ave, Huntingron, WV 25701-2011 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2021-10-06
WV RA APPROVED 2019-05-16
  • KY RA
    APPROVED
    Since 2021-10-06
  • WV RA
    APPROVED
    Since 2019-05-16

Branch Locations

Huntington Office 919 Fifth Avenue, Huntington, WV 25701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wesley H Richardson Charleston WV 08/2014 05/2019
Northwestern Mutual Investment Services Llc Charleston WV 08/2014 05/2019
The Huntington Investment Company Hurricane WV 05/2019 Present
Ameriprise Financial Services, Llc Huntington WV 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-14
  • S66 Uniform Combined State Law Examination
    2013-05-14
Other Names
  • Sarah Frances Zilch
  • Sarah Frances Aluise

View on SEC IAPD

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