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Susan Nichole Wallace

J.P. Morgan Securities LLC

Huntington, WV

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
WV RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • WV RA
    APPROVED
    Since 2012-10-01

Branch Locations

1000 Fifth Avenue, Huntington, WV 25701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Huntington WV 10/2012 Present
Jpmorgan Chase Bank, N.A. Huntington WV 09/1995 Present
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Barboursville, WV
    Charleston, WV
    Huntington, WV
    Huntington, WV
    Milton, WV
    Scott Depot, WV
    South Charleston, WV
    Charleston, WV
    Elkview, WV
    Clendenin, WV
    Charleston, WV
    Charleston, WV
    Beckley, WV
    Beaver, WV
    Oak Hill, WV
    Bridgeport, WV
    Buckhannon, WV
    Wayne, WV
    Huntington, WV
    Logan, WV
    Chapmanville, WV
    Wintersville, OH
    Steubenville, OH
    Wheeling, WV
    Wheeling, WV
  • 2005-05-18 → 2005-07-06
    Banc One Securities Corporation
    Huntington, WV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-13
S63 Uniform Securities Agent State Law Examination 1997-10-07
  • S65 Uniform Investment Adviser Law Examination
    2005-05-13
  • S63 Uniform Securities Agent State Law Examination
    1997-10-07
Other Names
  • Susan Nichole Haney
  • Susan Nichole Mathews
  • Susan Nichole Haney

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Huntington, WV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HUNTINGTON, WV
LAYNE FINANCIAL GROUP · HUNTINGTON, WV
WELLS FARGO CLEARING SERVICES, LLC · HUNTINGTON, WV
EDWARD JONES · HUNTINGTON, WV
ROBERT W. BAIRD & CO. INCORPORATED · HUNTINGTON, WV
CETERA INVESTMENT ADVISERS LLC · HUNTINGTON, WV
EDWARD JONES · Huntington, WV

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