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Christopher Shaun Chapman

J.P. Morgan Securities LLC

Huntington, WV

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-10
WV RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2019-04-10
  • WV RA
    APPROVED
    Since 2012-10-01

Branch Locations

1000 Fifth Avenue, Huntington, WV 25701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Huntington WV 10/2012 Present
Jpmorgan Chase Bank, Na. Huntington WV 08/2006 Present
Previous Registrations
  • 2007-01-03 → 2012-10-01
    Chase Investment Services Corp.
    Huntington, WV
    Huntington, WV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-21
S63 Uniform Securities Agent State Law Examination 2001-10-11
  • S65 Uniform Investment Adviser Law Examination
    2006-12-21
  • S63 Uniform Securities Agent State Law Examination
    2001-10-11
Designations

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
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ROBERT W. BAIRD & CO. INCORPORATED
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

LEA ANN BOSTIC
BENJAMIN ALAN MCGINNIS
Dewey C Brown
LEIGH A VILLERS
JOHN ALFRED VILLERS
KATHY LYNN WHITLEY
JANET SUE CHAFFIN
JAMES E KARNES

Other Offices

MORGAN STANLEY · Huntington, WV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HUNTINGTON, WV
LAYNE FINANCIAL GROUP · HUNTINGTON, WV
WELLS FARGO CLEARING SERVICES, LLC · HUNTINGTON, WV
EDWARD JONES · HUNTINGTON, WV
ROBERT W. BAIRD & CO. INCORPORATED · HUNTINGTON, WV
CETERA INVESTMENT ADVISERS LLC · HUNTINGTON, WV
EDWARD JONES · Huntington, WV

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