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Inactive

Hieu Trung Nguyen

Legacitree Wealth Management, LLC

Buford, GA

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Current Employers
Legacitree Wealth Management, Llc

3287 Elmer Hill Lane, Buford, GA 30519 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-08
GA RA APPROVED 2022-01-19
  • TX RA
    APPROVED_RES
    Since 2026-05-08
  • GA RA
    APPROVED
    Since 2022-01-19

Branch Locations

3287 Elmer Hill Lane, Buford, GA 30519 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Atlanta GA 12/2015 Present
Weathtree Capital Management, Llc Buford GA 12/2020 Present
  • 12/2015 → Present
    Pruco Securities Llc
    Atlanta, GA
  • 12/2020 → Present
    Weathtree Capital Management, Llc
    Buford, GA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-29
S63 Uniform Securities Agent State Law Examination 2015-01-26
  • S65 Uniform Investment Adviser Law Examination
    2017-04-29
  • S63 Uniform Securities Agent State Law Examination
    2015-01-26
Other Names
  • Hieu Nguyen

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · BUFORD, GA
CHARLES SCHWAB & CO., INC. · Buford, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BUFORD, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Buford, GA
PARAMOUNT INVESTMENT ADVISORS · BUFORD, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Buford, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Buford, GA
POLARIS ASSET MANAGEMENT, LLC · SUGAR HILL, GA

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