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Kurt R Miller

Wells Fargo Clearing Services, LLC

Newark, DE

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-06-13
DE RA APPROVED 2016-04-11
PA RA APPROVED 2016-04-06
  • TX RA
    APPROVED_RES
    Since 2016-06-13
  • DE RA
    APPROVED
    Since 2016-04-11
  • PA RA
    APPROVED
    Since 2016-04-06

Branch Locations

131 Continental Drive Ste 102 Christiana Executive Campus, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Greenville DE 04/2016 11/2016
Wells Fargo Clearing Services, Llc Greenville DE 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-16
  • S66 Uniform Combined State Law Examination
    2012-11-16
Designations
Other Names
  • Kurt Robert Miller

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · NEWARK, DE
JPL ASSET MANAGEMENT AND PLANNING, LLC · NEWARK, DE
NJM VENCAP LLC · NEWARK, DE
RIVER FAMILY ADVISORS LLC · Newark, DE
EAGLE STRATEGIES LLC · NEWARK, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Newark, DE
MML INVESTORS SERVICES, LLC · NEWARK, DE
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · Newark, DE

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