Justin Wesley Bates

Current Employers

Employment History

• 05/2014 → 12/2021
  Swan Wealth Advisors, Inc.
  Durango, CO
• 12/2021 → 10/2023
  Ica Group Wealth Management, Llc
  Denver, CO
• 12/2021 → Present
  Lpl Financial Llc
  Denver, CO

Previous Registrations

• 2022-01-10 → 2023-10-31
  Ica Group Wealth Management, Llc
  Denver, CO
• 2014-07-25 → 2021-12-23
  Swan Global Investments, Llc
  Durango, CO
• 2013-07-03 → 2014-05-27
  First Allied Advisory Services, Inc.
  San Diego, CA
• 2013-03-27 → 2013-05-21
  Lpl Financial Llc
  Phoenix, AZ

Other Businesses

1) 03/02/2023 - ICA Group - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 03/02/2023 - Justin Bates - Non-Variable Insurance - Inv. Related - Denver, CO - Agent Selling Term and Whole Life Insurance - Start Date 02/17/2023 - 160hrs/month 3) 10/24/2023 - Synchonize - Non-Variable Insurance - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 10/25/2023 - 4 Hours Per Month/ During Trading 4) 10/24/2023 - Shoreline Planning Partners LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/25/2023 - 5 Hours Per Month/ During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-04-27
• S65 Uniform Investment Adviser Law Examination
  2013-03-05

Other Names

• Justin Bates