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Mathieu Spence Godin

Charles Schwab & Co., Inc.

Glen Allen, VA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-04-29
NC RA APPROVED 2019-08-08
  • VA RA
    APPROVED
    Since 2021-04-29
  • NC RA
    APPROVED
    Since 2019-08-08

Branch Locations

11108 West Broad Street, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc Charlotte NC 02/2016 03/2018
Pnc Investments Llc Charlotte NC 04/2018 10/2018
Ubs Financial Services Charlotte NC 11/2018 06/2019
Charles Schwab & Co., Inc. Glen Allen VA 07/2019 Present
Charles Schwab Bank Glen Allen VA 07/2019 Present
  • 02/2016 → 03/2018
    Axa Advisors, Llc
    Charlotte, NC
  • 04/2018 → 10/2018
    Pnc Investments Llc
    Charlotte, NC
  • 11/2018 → 06/2019
    Ubs Financial Services
    Charlotte, NC
  • 07/2019 → Present
    Charles Schwab & Co., Inc.
    Glen Allen, VA
  • 07/2019 → Present
    Charles Schwab Bank
    Glen Allen, VA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-24
S63 Uniform Securities Agent State Law Examination 2016-03-14
  • S65 Uniform Investment Adviser Law Examination
    2018-04-24
  • S63 Uniform Securities Agent State Law Examination
    2016-03-14
Other Names
  • Mathieu Spence-Godin
  • Mathieu Spence Godin
  • Mathieu S Godin
  • Mathieu Godin

View on SEC IAPD

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LPL FINANCIAL LLC · GLEN ALLEN, VA
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CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CARLSON FINANCIAL · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
HUB INVESTMENT PARTNERS, LLC · Glen Allen, VA
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