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Robert Joseph Duffy

Raymond James & Associates, Inc.

Las Vegas, NV

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-24
NV RA APPROVED 2025-10-23
  • TX RA
    APPROVED_RES
    Since 2025-10-24
  • NV RA
    APPROVED
    Since 2025-10-23

Branch Locations

10801 W. Charleston Blvd Suite 120, Las Vegas, NV 89135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Las Vegas NV 12/2013 10/2025
Morgan Stanley Private Bank, National Association New York NY 01/2015 10/2025
Raymond James & Associates, Inc. Las Vegas NV 10/2025 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 12/2013 → 10/2025
    Morgan Stanley
    Las Vegas, NV
  • 01/2015 → 10/2025
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2025 → Present
    Raymond James & Associates, Inc.
    Las Vegas, NV
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-13
  • S66 Uniform Combined State Law Examination
    2012-10-13
Other Names
  • Robert Joseph Duffy
  • Robert Joseph Duffy Iii

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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