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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-01 |
| PA | RA | APPROVED | 2013-01-07 |
Branch Locations
105A College Park Plz, Johnstown, PA 15904 • United States
532 Oakridge Dr., Johnstown, PA 15904 • United States
522 Central Ave., Johnstown, PA 15902 • United States
180 Beacon St., Somerset, PA 15501 • United States
169 Mini Mall Road, Ste 110, Ebensburg, PA 15931 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Johnstown | PA | 08/2012 | Present |
(1) 11/02/2012: PIAA Football and Baketball Official - Not Investment Related - Other-Referee - Time Spent 5% - Football and basketball official. Officiate highschool football and basketball. (2) 2/15/2013: NCAA Football Official - Not Investment Related - Other-Referee - Time Spent 5% - Football Official. Officiate DII and DIII football for NCAA. (3) 4/4/2014: Kabler/Thomas Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (4) 03/17/2022 - ISDA Financial Life, GBU - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer/Agent - Start Date - 03/02/2022 - 1 Hours Per Month/1 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-03 |
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