Richard Lee Martin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → Present
  Lpl Financial Llc
  Johnstown, PA

Other Businesses

(1) 11/02/2012: PIAA Football and Baketball Official - Not Investment Related - Other-Referee - Time Spent 5% - Football and basketball official. Officiate highschool football and basketball. (2) 2/15/2013: NCAA Football Official - Not Investment Related - Other-Referee - Time Spent 5% - Football Official. Officiate DII and DIII football for NCAA. (3) 4/4/2014: Kabler/Thomas Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (4) 03/17/2022 - ISDA Financial Life, GBU - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer/Agent - Start Date - 03/02/2022 - 1 Hours Per Month/1 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2013-01-03

Other Names

• Richard Lee Martin