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Inactive

Keith Thomas Brennan

Capital Group Private Client Services, Inc.

New York, NY

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Current Employers
Capital Group Private Client Services, Inc.

333 South Hope Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-05-19
CA RA APPROVED 2026-03-25
IL RA APPROVED 2026-03-25
NV RA APPROVED 2026-03-25
NY RA APPROVED 2026-03-25
TX RA APPROVED 2026-03-25
  • GA RA
    APPROVED
    Since 2026-05-19
  • CA RA
    APPROVED
    Since 2026-03-25
  • IL RA
    APPROVED
    Since 2026-03-25
  • NV RA
    APPROVED
    Since 2026-03-25
  • NY RA
    APPROVED
    Since 2026-03-25
  • TX RA
    APPROVED
    Since 2026-03-25

Branch Locations

399 Park Ave., 34Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Bd Llc New York NY 05/2015 11/2021
First Manhattan Co. New York NY 11/2021 03/2024
Neuberger Berman Bd Llc New York NY 09/2024 03/2026
Unemployed Roslyn Heights NY 04/2024 09/2024
Capital Group / Capital Group Private Client Services, Inc. New York NY 03/2026 Present
  • 05/2015 → 11/2021
    Neuberger Berman Bd Llc
    New York, NY
  • 11/2021 → 03/2024
    First Manhattan Co.
    New York, NY
  • 09/2024 → 03/2026
    Neuberger Berman Bd Llc
    New York, NY
  • 04/2024 → 09/2024
    Unemployed
    Roslyn Heights, NY
  • 03/2026 → Present
    Capital Group / Capital Group Private Client Services, Inc.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-04
S66 Uniform Combined State Law Examination 2013-12-18
  • S65 Uniform Investment Adviser Law Examination
    2024-11-04
  • S66 Uniform Combined State Law Examination
    2013-12-18
Other Names
  • Keith Brenann
  • Keith Thomas Brenann
  • Keith Thomas Brennan
  • Keith Brennan

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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