David E Sutton

3625 E 96Th St, Indianapolis, IN 46240 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-05-03

Branch Locations

3625 E 96Th St, Indianapolis, IN 46240 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Hornor Townsend & Kent Inc	Horsham	PA	06/2013	12/2017
Penn Mutual Life Ins Co	Horsham	PA	06/2013	12/2017
Integrated Financial Concepts Llc / National Life Ins Co	Fairfield	NJ	12/2018	01/2020
Lyft	San Francisco	CA	01/2018	12/2018
Equity Services, Inc.	Montpelier	VT	01/2019	01/2020
Guardian Life Insurance Company	Wall	NJ	01/2020	05/2023
Park Avenue Securities	Wall	NJ	01/2020	05/2023
Guardian Life Insurance Company	Red Bank	NJ	04/2022	05/2023
Park Avenue Securities	Red Bank	NJ	04/2022	05/2023
Invst Llc, Dba Tomoro	Indianapolis	IN	05/2023	09/2023
Private Client Services	Red Bank	NJ	09/2023	Present

06/2013 → 12/2017

Hornor Townsend & Kent Inc

Horsham, PA
06/2013 → 12/2017

Penn Mutual Life Ins Co

Horsham, PA
12/2018 → 01/2020

Integrated Financial Concepts Llc / National Life Ins Co

Fairfield, NJ
01/2018 → 12/2018

Lyft

San Francisco, CA
01/2019 → 01/2020

Equity Services, Inc.

Montpelier, VT
01/2020 → 05/2023

Guardian Life Insurance Company

Wall, NJ
01/2020 → 05/2023

Park Avenue Securities

Wall, NJ
04/2022 → 05/2023

Guardian Life Insurance Company

Red Bank, NJ
04/2022 → 05/2023

Park Avenue Securities

Red Bank, NJ
05/2023 → 09/2023

Invst Llc, Dba Tomoro

Indianapolis, IN
09/2023 → Present

Private Client Services

Red Bank, NJ

Invst. 3625 E 96th St, Indianapolis, IN 46240. RIA. 100 hrs/mo; 4 during trading hrs.

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-01-27

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