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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-09-21 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
Chesterfield, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | St Louis | MO | 09/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | St Louis | MO | 11/2016 | 01/2020 |
| Pacer Advisors, Inc. | Malvern | PA | 01/2020 | 03/2023 |
| Pacer Financial, Inc. | Malvern | PA | 01/2020 | 03/2023 |
| Commonwealth Financial Network | San Diego | CA | 03/2023 | 08/2023 |
| Infinitas | Overland Park | KS | 03/2023 | 08/2023 |
| Lpl Financial Llc | Chesterfield | MO | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-18 |
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