Spencer E Marcus

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → Present
  Merrill Lynch, Pierce, Fenner And Smith Incorporated
  Pasadena, CA
• 05/2013 → Present
  Bank Of America, N.A.
  Pasadena, CA

Other Businesses

I*9521 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: LOS ANGELES, California 90037 Nature of business: , Position, title, association: , Start date of relationship: 4/9/2020 Number of hours devoted: 4 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams

• S66 Uniform Combined State Law Examination
  2013-01-29

Other Names

• Spencer Edward Marcus