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Robert J Rogan

Wells Fargo Clearing Services, LLC

Purchase, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-14
  • NY RA
    APPROVED
    Since 2023-08-14

Branch Locations

2500 Westchester Ave Stes 201 & 203, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pace University Pleasantville NY 09/1998 Present
Wells Fargo Advisors Llc White Plains NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc White Plains NY 11/2016 Present
  • 09/1998 → Present
    Pace University
    Pleasantville, NY
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    White Plains, NY
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    White Plains, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-22
S63 Uniform Securities Agent State Law Examination 2001-07-28
  • S66 Uniform Combined State Law Examination
    2023-07-22
  • S63 Uniform Securities Agent State Law Examination
    2001-07-28
Other Names
  • Robert J Rogao

View on SEC IAPD

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OLSTEIN CAPITAL MANAGEMENT, L.P.

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Michael Patrick Zazuri
DYLAN William WYNNE
ROB ANTONY SABEL

Other Offices

GREENHAVEN ASSOCIATES INC · PURCHASE, NY
UBS FINANCIAL SERVICES INC. · Purchase, NY
NOW ASSET MANAGEMENT LLC · PURCHASE, NY
OTR GLOBAL LLC · PURCHASE, NY
JANNEY MONTGOMERY SCOTT LLC · PURCHASE, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PURCHASE, NY
GREYWOLF CAPITAL MANAGEMENT LP · PURCHASE, NY
OLSTEIN CAPITAL MANAGEMENT, L.P. · PURCHASE, NY

More in Purchase, NY

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