Best Investors Account Sign in

Patricia Gowan Klein

Spirit Of America Management Corp

E Westport, CT

Syosset, NY

Claim This Profile
Current Employers
Spirit Of America Management Corp

477 Jericho Turnpike, Syosset, NY 11791-9006 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-03-28
  • CT RA
    APPROVED
    Since 2018-03-28

Branch Locations

1221 Post Road East, E Westport, CT 06880 • United States

477 Jericho Turnpike, Syosset, NY 11791-9006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
David Lerner Associates, Inc. Westport CT 08/2012 Present
  • 08/2012 → Present
    David Lerner Associates, Inc.
    Westport, CT
Other Businesses

Investment Advisory Representative; Agent at Spirit of America Management Corporation, an affiliated company

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-22
S63 Uniform Securities Agent State Law Examination 2012-11-02
  • S65 Uniform Investment Adviser Law Examination
    2016-06-22
  • S63 Uniform Securities Agent State Law Examination
    2012-11-02
Other Names
  • Patty Marie Gowan
  • Patricia Growan Klein

View on SEC IAPD

Other Firms

DRUM HILL CAPITAL, LLC
LPL FINANCIAL LLC
ALPINE HILL ADVISORS LLC
J.P. MORGAN SECURITIES LLC
MERCER GLOBAL ADVISORS INC.
MANATUCK HILL PARTNERS, LLC
CRESTWOOD ADVISORS
YAKIRA CAPITAL MANAGEMENT, INC.

Other Investors

RONALD SCOTT WELZ
ZACHARY ROSS OLSON
DAVID CLEAVES NIGHTINGALE
DAVID BUNIM ROSENTHAL
RAFAEL SCOTT KLEIN
JONATHAN BRUCE HURWITZ
MAXIM TULUPNIKOFF
JOHN MAURICE LAMONT

Other Offices

DRUM HILL CAPITAL, LLC · WESTPORT, CT
LPL FINANCIAL LLC · Westport, CT
ALPINE HILL ADVISORS LLC · WESTPORT, CT
J.P. MORGAN SECURITIES LLC · WESTPORT, CT
MERCER GLOBAL ADVISORS INC. · Westport, CT
MANATUCK HILL PARTNERS, LLC · WESTPORT, CT
CRESTWOOD ADVISORS · Westport, CT
YAKIRA CAPITAL MANAGEMENT, INC. · WESTPORT, CT

More in E Westport, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor