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Patricia Gowan Klein

Spirit Of America Management Corp

E Westport, CT

Syosset, NY

CRD 6107967

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Employer firm

Spirit Of America Management Corp CRD 110023

$540M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
Spirit Of America Management Corp

477 Jericho Turnpike, Syosset, NY 11791-9006 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-03-28
  • CT RA
    APPROVED
    Since 2018-03-28

Branch Locations

1221 Post Road East, E Westport, CT 06880 • United States

477 Jericho Turnpike, Syosset, NY 11791-9006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
David Lerner Associates, Inc. Westport CT 08/2012 Present
  • 08/2012 → Present
    David Lerner Associates, Inc.
    Westport, CT
Other Businesses

Investment Advisory Representative; Agent at Spirit of America Management Corporation, an affiliated company

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-22
S63 Uniform Securities Agent State Law Examination 2012-11-02
  • S65 Uniform Investment Adviser Law Examination
    2016-06-22
  • S63 Uniform Securities Agent State Law Examination
    2012-11-02
Other Names
  • Patty Marie Gowan
  • Patricia Growan Klein

View on SEC IAPD

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