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David Cleaves Nightingale

Drum Hill Capital, LLC

Westport, CT

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Current Employers
Drum Hill Capital, Llc

1221 Post Road East Suite 205, Westport, CT 06880-5430 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-04
CT RA APPROVED 1998-08-20
  • TX RA
    APPROVED_RES
    Since 2016-01-04
  • CT RA
    APPROVED
    Since 1998-08-20

Branch Locations

1221 Post Road East Suite 205, Westport, CT 06880-5430 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Drum Hill Capital Llc Westport CT 04/1998 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-23
S63 Uniform Securities Agent State Law Examination 1985-04-26
  • S65 Uniform Investment Adviser Law Examination
    2002-10-23
  • S63 Uniform Securities Agent State Law Examination
    1985-04-26

View on SEC IAPD

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