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Ronald Scott Welz

Drum Hill Capital, LLC

Westport, CT

CRD 3069432

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Employer firm

Drum Hill Capital, LLC CRD 123359

$194M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Drum Hill Capital, Llc

1221 Post Road East Suite 205, Westport, CT 06880-5430 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2014-11-10
  • CT RA
    APPROVED
    Since 2014-11-10

Branch Locations

1221 Post Road East Suite 205, Westport, CT 06880-5430 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Drum Hill Capital, Llc Westport CT 05/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-10
S63 Uniform Securities Agent State Law Examination 2002-03-08
  • S65 Uniform Investment Adviser Law Examination
    2014-11-10
  • S63 Uniform Securities Agent State Law Examination
    2002-03-08

View on SEC IAPD

Nearby Firms

QUORUS INC.
DIVYDE CAPITAL PARTNERS L.P.
MORGAN STANLEY

Nearby Investors

JOHN WILLIAM HILL
KYLE JOSEPH BIRMINGHAM
Prashant A Joshi

Nearby Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT

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