Best Investors
Account
Sign in
Best Investors
Account
Sign in
711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2016-03-28 |
Branch Locations
10361 W Innovation Dr Ste 300, Wauwatosa, WI 53226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance | Milwaukee | WI | 02/2016 | Present |
| Rm Plans | Milwaukee | WI | 04/2017 | 01/2024 |
| Principal Securities Inc | Wauwatosa | WI | 03/2016 | Present |
| United Financial Advisors | Wauwatosa | WI | 01/2024 | Present |
| Malone Financial Services | Wauwatosa | WI | 08/2024 | Present |
**INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 02/28/2024 ADDRESS: 10361 W Innovation Drive, Suite 300, Wauwatosa WI 53226, United States DESCRIPTION: Sales of fixed products including fixed life, fixed annuity, DI, LTC, Health, Medical. **MALONE FINANCIAL SERVICES (DBA) POSITION: Financial Advisor NATURE: Financial Strategies/Needs Analysis INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 120 START DATE: 08/01/2024 ADDRESS: 10361 W Innovation Drive, Suite 300, Wauwatosa WI 53226, United States DESCRIPTION: Providing financial advice and planning for clients via Fee for planning, Insurance, and securities sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-15 |
Reach out to this advisor