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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-18
  • FL RA
    APPROVED
    Since 2022-03-18

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Pompano Beach FL 02/2012 07/2017
J.P. Morgan Securities Llc Pompano Beach FL 10/2012 07/2017
Wells Fargo Clearing Services, Llc. Tamarac FL 08/2017 02/2019
Wells Fargo Bank Na Tamarac FL 08/2017 02/2019
Jpmorgan Chase Bank, N.A. Boca Raton FL 03/2019 03/2022
J.P. Morgan Securities Llc Boca Raton FL 03/2019 03/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 03/2022 Present
Bank Of America, N.A. Fort Lauderdale FL 03/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-07
  • S66 Uniform Combined State Law Examination
    2017-12-07

View on SEC IAPD

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