Michelle Ann Joseph

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 02/2018
  Invest Financial Corporation
  Tampa, FL
• 02/2018 → Present
  Lpl Financial Llc
  Brighton, MI

Previous Registrations

• 2016-09-21 → 2018-02-14
  Invest Financial Corporation
  Brighton, MI
  Brighton, MI
  Grand Haven, MI
  Mount Pleasant, MI
  Lansing, MI
  Okemos, MI
• 2016-11-01 → 2017-06-14
  Executive Wealth Management, Llc
  Brighton, MI
  Brighton, MI
• 2009-11-23 → 2016-07-13
  Lpl Financial Llc
  Lansing, MI
  Holt, MI
  East Lansing, MI
  Okemos, MI
  Holland, MI
  Muskegon, MI
  Muskegon, MI
  Webberville, MI
  Williamston, MI
  Okemos, MI
  Muskegon, MI
  Grand Haven, MI
  Owosso, MI
  Owosso, MI
  Saint Johns, MI
  Haslett, MI
  Williamston, MI
  Saint Johns, MI
  Muskegon, MI
  Williamston, MI

Other Businesses

1. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Sales - Start Date 9/1/16 - 3 Hours Per Month/3 Hours During Securities Trading. 2. 02/14/2018 - Premier Financial Planning, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 09/23/2016 - 120 Hours Per Month/80 Hours During Securities Trading. 3. 5/9/2018 - Lake Trust Financial Life Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/19/2018 - 100 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2009-11-18
• S63 Uniform Securities Agent State Law Examination
  2000-07-18

Other Names

• Hamilton