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Michelle Ann Joseph

LPl Financial LLC

Brighton, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-02-14
  • MI RA
    APPROVED
    Since 2018-02-14

Branch Locations

10153 Grand River Rd Ste B Suite B, Brighton, MI 48116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Tampa FL 09/2016 02/2018
Lpl Financial Llc Brighton MI 02/2018 Present
  • 09/2016 → 02/2018
    Invest Financial Corporation
    Tampa, FL
  • 02/2018 → Present
    Brighton, MI
Previous Registrations
  • 2016-09-21 → 2018-02-14
    Invest Financial Corporation
    Brighton, MI
    Brighton, MI
    Grand Haven, MI
    Mount Pleasant, MI
    Lansing, MI
    Okemos, MI
  • 2016-11-01 → 2017-06-14
    Executive Wealth Management, Llc
    Brighton, MI
    Brighton, MI
  • 2009-11-23 → 2016-07-13
    Lansing, MI
    Holt, MI
    East Lansing, MI
    Okemos, MI
    Holland, MI
    Muskegon, MI
    Muskegon, MI
    Webberville, MI
    Williamston, MI
    Okemos, MI
    Muskegon, MI
    Grand Haven, MI
    Owosso, MI
    Owosso, MI
    Saint Johns, MI
    Haslett, MI
    Williamston, MI
    Saint Johns, MI
    Muskegon, MI
    Williamston, MI
Other Businesses

1. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Sales - Start Date 9/1/16 - 3 Hours Per Month/3 Hours During Securities Trading. 2. 02/14/2018 - Premier Financial Planning, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 09/23/2016 - 120 Hours Per Month/80 Hours During Securities Trading. 3. 5/9/2018 - Lake Trust Financial Life Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/19/2018 - 100 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-18
S63 Uniform Securities Agent State Law Examination 2000-07-18
  • S66 Uniform Combined State Law Examination
    2009-11-18
  • S63 Uniform Securities Agent State Law Examination
    2000-07-18
Other Names
  • Hamilton

View on SEC IAPD

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