Best Investors
Account
Sign in
Best Investors
Account
Sign in
711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-15 |
Branch Locations
1900 West Loop S Ste 650A, Houston, TX 77027 • United States
2318 Center St Ste 165, Deer Park, TX 77536 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc | Houston | TX | 08/2012 | Present |
| Principal Life Insurance Company | Houston | TX | 08/2012 | Present |
| Union Financial Of Texas | Houston | TX | 12/2013 | Present |
| Richey Financial Services | Houston | TX | 12/2013 | Present |
| Union Finanical Inc | Houston | TX | 10/2019 | 03/2022 |
*Ordained Minister, Officiates Weddings & Funerals, 4/20/17.***Fixed Insurance; Investment Related; Houston, TX; Agent; Life, Annuities, LTC, DI, Health, Medicare Supplement; Start Date: 10/01/2012; 40 hrs per month; 40 during trading hours. GROUP INSURANCE POSITION: Group Insurance NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/29/2021 ADDRESS: 1900 West Loop South Suite 400, Houston TX 77056, United States DESCRIPTION: Group Health Insurance through Benefit Concepts
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-17 |
Reach out to this advisor