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Kim Elizabeth Wawrzynowicz

LPl Financial LLC

Glastonbury, CT

East Lyme, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-08-06
  • CT RA
    APPROVED
    Since 2025-08-06

Branch Locations

124 Hebron Ave Suite 3B-1, Glastonbury, CT 06033 • United States

211 Boston Post Road, East Lyme, CT 06333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Premier Cpas P.C. Glastonbury CT 01/2009 Present
Investacorp Advisory Services, Inc. Miami FL 09/2015 08/2020
Securities America Advisors, Inc. La Vista NE 07/2020 05/2023
Cadaret, Grant & Co., Inc. Glastonbury CT 05/2023 07/2025
Lpl Financial Llc East Lyme CT 07/2025 Present
  • 01/2009 → Present
    Premier Cpas P.C.
    Glastonbury, CT
  • 09/2015 → 08/2020
    Investacorp Advisory Services, Inc.
    Miami, FL
  • 07/2020 → 05/2023
    Securities America Advisors, Inc.
    La Vista, NE
  • 05/2023 → 07/2025
    Cadaret, Grant & Co., Inc.
    Glastonbury, CT
  • 07/2025 → Present
    East Lyme, CT
Previous Registrations
  • 2023-05-05 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Glastonbury, CT
    Syracuse, NY
    Syracuse, NY
  • 2020-07-17 → 2023-05-09
    Securities America Advisors, Inc.
    La Vista, NE
  • 2015-09-28 → 2020-07-17
    Investacorp Advisory Services Inc
    Glastonbury, CT
  • 2012-12-11 → 2015-09-02
    Invest Financial Corporation
    Glastonbury, CT
    East Lyme, CT
Other Businesses

1) 07/15/2025 - Extreme Profit LLC, 211 Boston Post Rd, East Lyme CT 06333, rental property, 50% owner, not investment related, 04/20/2006 to present, 2 hours per month, 2 hours during trading, profit participation, self rental to CPA firm, all powers all duties

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-09
  • S65 Uniform Investment Adviser Law Examination
    2012-12-09

View on SEC IAPD

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