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Kevin M Marpaung

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-07-08
IL RA APPROVED 2016-03-14
NJ RA APPROVED 2014-06-17
TX RA APPROVED 2014-06-16
  • MD RA
    APPROVED
    Since 2021-07-08
  • IL RA
    APPROVED
    Since 2016-03-14
  • NJ RA
    APPROVED
    Since 2014-06-17
  • TX RA
    APPROVED
    Since 2014-06-16

Branch Locations

1600 Golf Rd, Rolling Meadows, IL 60008 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 05/2014 Present
Bank Of America, N.A. Pennington NJ 06/2014 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-22
S63 Uniform Securities Agent State Law Examination 2013-02-22
  • S65 Uniform Investment Adviser Law Examination
    2013-03-22
  • S63 Uniform Securities Agent State Law Examination
    2013-02-22
Other Names
  • Kevin Marpaung
  • Kevin Matthew Marpaung

View on SEC IAPD

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Other Offices

LEADING EDGE WEALTH MANAGEMENT, LLC · ROLLING MEADOWS, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROLLING MEADOWS, IL
AMERIPRISE FINANCIAL SERVICES, LLC · ROLLING MEADOWS, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROLLING MEADOWS, IL
LPL FINANCIAL LLC · ROLLING MEADOWS, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROLLING MEADOWS, IL
GIBBS WEALTH MANAGEMENT, LLC · Rolling Meadows, IL
LPL FINANCIAL LLC · ROLLING MEADOWS, IL

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