Douglas P Geraghty

Employer firm

Flagstar Securities, Inc CRD 104233

$784M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 09/2016
  Commonwealth Financial Network
  Waltham, MA
• 09/2016 → 09/2018
  Capital One Investing, Llc
  Wilmington, DE
• 09/2018 → 03/2022
  Lpl Financial, Llc
  Jericho, NY
• 09/2018 → 03/2022
  Sterling National Bank
  Jericho, NY
• 03/2022 → 08/2023
  Vanderbilt Securities, Llc
  Woodbury, NY
• 03/2022 → 08/2023
  Vanderbilt Advisory Services
  Woodbury, NY
• 03/2022 → 08/2023
  Consolidated Portfolio Review
  Woodbury, NY
• 03/2022 → 08/2023
  Impactu. Investments, Llc
  Woodbury, NY
• 01/2023 → 08/2023
  Ark Global
  Woodbury, NY
• 08/2023 → 06/2026
  Flagstar Advisors/Flagstar Bank
  New York, NY
• 07/2026 → Present
  Flagstar Securities, Inc/Flagstar Bank, N.A.
  New York, NY

Previous Registrations

• 2022-03-21 → 2023-08-01
  Consolidated Portfolio Review Corp
  Woodbury, NY
• 2022-03-21 → 2023-08-01
  Vanderbilt Advisory Services
  Woodbury, NY
• 2018-09-12 → 2022-04-01
  Lpl Financial Llc
  Yonkers, NY
  Ardsley, NY
  Jericho, NY
• 2016-10-10 → 2018-09-07
  Capital One Advisors, Llc
  Wilmington, DE
  Mclean, VA
• 2014-05-27 → 2016-09-22
  Commonwealth Financial Network
  Waltham, MA
• 2013-11-01 → 2014-05-16
  Capital One Financial Advisors Llc
  Melville, NY

Other Businesses

1.) Rental Property; 111 Laurel Ave, Wilmington, DE 19809; Not Investment Related; Landlord; Started 09/01/2018; Devotes 1 hour per month, 0 hours devoted during securities trading hours. 2.) Flagstar Bank, N.A. (NYCB); Investment Related; 102 Duffy Avenue, Hicksville, NY 11801; Employed as Chief Compliance Officer of Flagstar Advisors, Inc.; Chief Compliance Officer - Vice President; Started August 01, 2024; Full time employment.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-10-31
• S63 Uniform Securities Agent State Law Examination
  2012-09-17

Designations

• Certified Financial Planner

Other Names

• Douglas Paul Geraghty