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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-07-11
IL RA APPROVED 2009-11-27
  • TX RA
    APPROVED_RES
    Since 2012-07-11
  • IL RA
    APPROVED
    Since 2009-11-27

Branch Locations

1250 E Diehl Road, Suite 101, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Naperville IL 11/2009 Present
Previous Registrations
Other Businesses

1. 12/13/2011: Ledebuhr Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 8/3/2016 - MLM Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/08/2016 - 80 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-10
  • S66 Uniform Combined State Law Examination
    2000-08-10

View on SEC IAPD

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