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Brian Richard Kerns

Wealth Enhancement Advisory Services, LLC

Denver, CO

Plymouth, MN

CRD 6106400

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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-02-06
  • CO RA
    APPROVED
    Since 2025-02-06

Branch Locations

100 Saint Paul St Suite 640, Denver, CO 80206 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hghland Capital Funds Distributor, Inc Dallas TX 04/2015 05/2017
Unemployed Denver CO 05/2017 10/2017
Personal Capital Denver CO 10/2017 04/2023
Empower Advisory Group, Llc Greenwood Village CO 04/2023 01/2025
Empower Financial Services, Inc Greenwood Village CO 12/2023 01/2025
Wealth Enhancement Group Denver CO 02/2025 Present
Wealth Enhancement Advisory Services Denver CO 02/2025 Present
  • 04/2015 → 05/2017
    Hghland Capital Funds Distributor, Inc
    Dallas, TX
  • 05/2017 → 10/2017
    Unemployed
    Denver, CO
  • 10/2017 → 04/2023
    Personal Capital
    Denver, CO
  • 04/2023 → 01/2025
    Greenwood Village, CO
  • 12/2023 → 01/2025
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 02/2025 → Present
    Wealth Enhancement Group
    Denver, CO
  • 02/2025 → Present
    Wealth Enhancement Advisory Services
    Denver, CO
Previous Registrations
  • 2023-04-03 → 2024-01-29
    Denver, CO
    Greenwood Village, CO
    Greenwood Village, CO
  • 2017-10-05 → 2023-04-03
    Personal Capital Advisors Corporation
    Denver, CO
    Denver, CO
  • 2014-01-23 → 2015-04-02
    Westlake, TX
  • 2013-04-24 → 2013-12-10
    Bancwest Investment Services, Inc.
    Iowa City, IA
    Cedar Rapids, IA
Other Businesses

B & L INVESTMENTS, LLC - NOT INVESTMENT RELATED - OWNER OF RENTAL PROPERTY IN DENVER, CO - 5 HOURS/MONTH, 0 HOURS SPENT DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-05
  • S66 Uniform Combined State Law Examination
    2017-10-05
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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