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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-24
CA RA APPROVED 2020-02-11
  • TX RA
    APPROVED
    Since 2021-03-24
  • CA RA
    APPROVED
    Since 2020-02-11

Branch Locations

2210 Encinitas Blvd. Ste. C, Encinitas, CA 92024 • United States

Oceanside, CA • United States

Lifetime Financial Advisors Inc

2210 Encinitas Blvd Ste C, Encinitas, CA 92024-4359 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-02-23
TX RA APPROVED 2021-02-23
  • CA RA
    APPROVED
    Since 2021-02-23
  • TX RA
    APPROVED
    Since 2021-02-23

Branch Locations

2210 Encinitas Blvd Ste C, Encinitas, CA 92024-4359 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Encinitas CA 12/2019 02/2020
Lpl Financial Llc Encinitas CA 11/2020 Present
Lifetime Financial Advisors Inc Encinitas CA 02/2020 05/2020
Lifetime Financial Advisors Inc Encinitas CA 06/2020 02/2021
Lifetime Financial Advisors Inc Encinitas CA 02/2021 06/2022
Putnam Investments Llc Andover MA 10/2015 02/2018
Putnam Invesetments Llc Andover MA 03/2018 12/2019
Lifetime Financial Advisors Inc Encinitas CA 06/2022 Present
Unemployed Encinitas CA 05/2020 06/2020
Previous Registrations
Other Businesses

1. 02/10/2020 - LIFETIME FINANCIAL ADVISORS, INC./ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ ENCINITAS, CA. 2. 3/11/2020 - LIFETIME FINANCIAL ADVISORS, INC. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - ADMIN. - Started 02/03/2020 - 160 Hours Per Month - Time Spent 100% - I provide financial planning and consulting services through LIFETIME FINANCIAL ADVISORS, INC., an independent investment advisor firm. I started this business activity in 03/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3. 09/28/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 08/18/2022 - 5 Hours Per Month/5 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-18
S63 Uniform Securities Agent State Law Examination 2015-09-17
  • S65 Uniform Investment Adviser Law Examination
    2017-04-18
  • S63 Uniform Securities Agent State Law Examination
    2015-09-17
Designations

View on SEC IAPD

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