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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-24 |
| CA | RA | APPROVED | 2020-02-11 |
Branch Locations
2210 Encinitas Blvd. Ste. C, Encinitas, CA 92024 • United States
Oceanside, CA • United States
2210 Encinitas Blvd Ste C, Encinitas, CA 92024-4359 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-23 |
| TX | RA | APPROVED | 2021-02-23 |
Branch Locations
2210 Encinitas Blvd Ste C, Encinitas, CA 92024-4359 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Encinitas | CA | 12/2019 | 02/2020 |
| Lpl Financial Llc | Encinitas | CA | 11/2020 | Present |
| Lifetime Financial Advisors Inc | Encinitas | CA | 02/2020 | 05/2020 |
| Lifetime Financial Advisors Inc | Encinitas | CA | 06/2020 | 02/2021 |
| Lifetime Financial Advisors Inc | Encinitas | CA | 02/2021 | 06/2022 |
| Putnam Investments Llc | Andover | MA | 10/2015 | 02/2018 |
| Putnam Invesetments Llc | Andover | MA | 03/2018 | 12/2019 |
| Lifetime Financial Advisors Inc | Encinitas | CA | 06/2022 | Present |
| Unemployed | Encinitas | CA | 05/2020 | 06/2020 |
1. 02/10/2020 - LIFETIME FINANCIAL ADVISORS, INC./ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ ENCINITAS, CA. 2. 3/11/2020 - LIFETIME FINANCIAL ADVISORS, INC. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - ADMIN. - Started 02/03/2020 - 160 Hours Per Month - Time Spent 100% - I provide financial planning and consulting services through LIFETIME FINANCIAL ADVISORS, INC., an independent investment advisor firm. I started this business activity in 03/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3. 09/28/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 08/18/2022 - 5 Hours Per Month/5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-17 |
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