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Ashley Anne Roelike

Cetera Investment Advisers LLC

St Cloud, MN

Sartell, MN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-04-28
  • MN RA
    APPROVED
    Since 2023-04-28

Branch Locations

400 1St Street South Ste 300, St Cloud, MN 56301 • United States

Sartell, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St Cloud MN 06/2012 Present
Cetera Advisors Greenwood Village CO 09/2022 Present
Cetera Wealth Services, Llc El Segundo CA 04/2022 Present
Cetera Financial Specialists Schaumburg IL 04/2022 Present
Cetera Investment Advisors St Cloud MN 04/2022 Present
  • 06/2012 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 09/2022 → Present
    Cetera Advisors
    Greenwood Village, CO
  • 04/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2022 → Present
    Cetera Financial Specialists
    Schaumburg, IL
  • 04/2022 → Present
    Cetera Investment Advisors
    St Cloud, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-12
  • S66 Uniform Combined State Law Examination
    2023-04-12
Other Names
  • Ashley Preusse
  • Ashley Anne Preusse

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CETERA INVESTMENT MANAGEMENT LLC
LPL ENTERPRISE, LLC
MIDWEST FINANCIAL PARTNERS
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RBC CAPITAL MARKETS, LLC

Other Investors

SARAH JANE THOREEN
Melissa Ann Mayer
DAVID CHARLES KALUZA
ERIC JOSEPH BAUER
Colleen Mary Knafla
CAROL JEAN BELL
JANE ELIZABETH LONGNECKER
Nicole Miller

Other Offices

CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · SAINT CLOUD, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST.CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST. CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN

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