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Ashley Anne Roelike

Cetera Investment Advisers LLC

St Cloud, MN

Sartell, MN

CRD 6105997

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-04-28
  • MN RA
    APPROVED
    Since 2023-04-28

Branch Locations

400 1St Street South Ste 300, St Cloud, MN 56301 • United States

Sartell, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St Cloud MN 06/2012 Present
Cetera Advisors Greenwood Village CO 09/2022 Present
Cetera Wealth Services, Llc El Segundo CA 04/2022 Present
Cetera Financial Specialists Schaumburg IL 04/2022 Present
Cetera Investment Advisors St Cloud MN 04/2022 Present
  • 06/2012 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 09/2022 → Present
    Cetera Advisors
    Greenwood Village, CO
  • 04/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2022 → Present
    Cetera Financial Specialists
    Schaumburg, IL
  • 04/2022 → Present
    Cetera Investment Advisors
    St Cloud, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-12
  • S66 Uniform Combined State Law Examination
    2023-04-12
Other Names
  • Ashley Preusse
  • Ashley Anne Preusse

View on SEC IAPD

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Nearby Investors

SARAH JANE THOREEN
Melissa Ann Mayer
DAVID CHARLES KALUZA

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · SAINT CLOUD, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT CLOUD, MN

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