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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-17
SC RA APPROVED 2025-05-21
  • TX RA
    APPROVED
    Since 2025-07-17
  • SC RA
    APPROVED
    Since 2025-05-21

Branch Locations

1301 Gervais St, Columbia, SC 29201 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia SC 02/2025 Present
Cmc Cayce SC 08/2020 02/2025
U.S. Army Fort Jackson SC 06/2016 08/2020
University Of South Carolina Columbia SC 01/2024 Present
Bank Of America, N.A. Columbia SC 03/2025 Present
  • 02/2025 → Present
    Columbia, SC
  • 08/2020 → 02/2025
    Cmc
    Cayce, SC
  • 06/2016 → 08/2020
    U.S. Army
    Fort Jackson, SC
  • 01/2024 → Present
    University Of South Carolina
    Columbia, SC
  • 03/2025 → Present
    Bank Of America, N.A.
    Columbia, SC
Other Businesses

I*: 2485262 Entity Type: Business or Industry Organization Name of OBA: Leadership Columbia Advisory Board Address: Columbia, SC 29201 Investment Related: No Position, Title, Association: Board member Employee Start Date: 06/11/2025 Number of Hours: 12 hrs mthly Number of Hours during trading: 4 hrs mthly Duties: Work alongside the Columbia (SC) Chamber to maintain oversight of the annual Leadership Columbia program. Board members will work in committees to develop monthly classes and craft an experience to engage and develop each Leadership Columbia class to be the next generation of local leaders.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-21
  • S66 Uniform Combined State Law Examination
    2025-05-21
Other Names
  • Alex Joseph Johnson
  • A J

View on SEC IAPD

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