Gregory A Carafello

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 11/2016
  Wells Fargo Advisors, Llc
  New York, NY
• 11/2016 → 02/2019
  Wells Fargo Clearing Services, Llc
  New York, NY
• 02/2019 → 09/2023
  First Republic Securities Company, Llc
  New York, NY
• 02/2019 → Present
  First Republic Investment Management, Inc.
  New York, NY
• 09/2023 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 10/2023 → Present
  Jp Morgan Chase Bank, N.A.
  New York, NY

Previous Registrations

• 2019-02-15 → 2025-03-21
  J.P. Morgan Private Wealth Advisors Llc
  New York, NY
  New York, NY
  New York, NY
• 2012-10-15 → 2019-02-21
  Wells Fargo Clearing Services, Llc
  New York, NY
  New York, NY

Other Businesses

Entity Name: GNARCO LLC Investment related: No Address: 6 Blind Brook Rd, Westport, CT 06880 Nature of the other business: Ski Resort Position/Title/Relationship: Owner/Partner Start Date: 10/14/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Privately held ski resort.

Exams

• S66 Uniform Combined State Law Examination
  2012-10-12

Other Names

• Gregory A. Carafello
• Greg A. Carafello
• Gregory Alexander Carafello