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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-06-07 |
| RI | RA | APPROVED | 2017-03-25 |
Branch Locations
200 Crossings Blvd Suite 200, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Warwick | RI | 08/2012 | 03/2017 |
| Mml Investors Services, Llc | Warwick | RI | 03/2017 | Present |
| Massmutual Life Insurance Co | Warwick | RI | 07/2016 | Present |
Name: Mark A. Stephenson Inv rel: Y Add: 200 Crossings Blvd Suite 200 Warwick RI 02886 Nature: Outside Insurance Sales Position: Agent Start date: 03/01/2017 No. HR/MO: 5 No. HR/MO during sec trading: 1 Describe duties: Individual and Group Life, Individual and Group Health, Fixed Annuities, LTC, and Disability Insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-17 |
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